NO TRAVEL NEEDED

NO TRAVEL NEEDED

Participate online from everywhere.

GUEST EXPERTS

BREAKOUT SESSIONS

Share best practices and discuss regulatory trends.

LEARN & NETWORK

LEARN & NETWORK

Make new connections in the BFSI industry.

About This Event

The Expert-In-The-Loop Forum by Compliance.ai is the industry’s only event specific to Regulatory Change Management for the BFSI industry. The event brings together risk and compliance management executives and leaders from regulatory agencies that focus on regulatory concerns of Banking, Insurance, FinTechs, Asset Managers, and other Financial Services firms.

The EITL Forum provides an opportunity to make new connections, share best practices, and discuss regulatory directions and trends.


Why You Should Attend

Join us to hear from industry experts about expected developments in regulations that affect the BFSI industry and how technology is helping legal, risk, and compliance teams to manage regulatory change.

Speakers 

(More to be Announced)

Asif Alam

CEO
Compliance.ai

Kayvan Alikhani

Co-Founder & Chief Product/Strategy Officer
Compliance.ai

Donna Bales

RegTech & Innovation Leader
Info-Tech Research Group

Jo Ann Barefoot

CEO & Founder
Alliance for Innovative Regulation

Dr. Iris Liliana Bleck

Chief Executive Officer
FintechX

Sebastián Bravo Söhrens

Senior Content Consultant
Compliance.ai

Carla Carriveau

Chief Legal Officer & General Counsel
CoinList

John Caruthers

Business Information Security Officer
EVOTEK

Carliss Chatman

Associate Professor
Washington and Lee University School of Law

Dr. Brent Crider

Chief Compliance Officer
MoonPay

Michael Delune

General Counsel
Manufacturers Bank

Maria Devassy

Head of Partnerships
Compliance.ai

Richard Dupree

Chief Risk Officer
RISKliance

Ileana Falticeni

Chief Legal Officer
Quantcast

Nirvana Farhadi

Compliance Advisor

Ravin Galgotia

Head of Content
Compliance.ai

Doreen Ghusar

Head of Compliance
Onbo by Stilt

Dr. Marsha Ershaghi Hames

Partner
Tapestry Networks

Peter Mancuso

Head of Customer Success
Compliance.ai

Peter Matushin

Senior Account Manager
Compliance.ai


Ruth McKenzie

Head of Product Management
Compliance.ai

Marty Mitchell

Managing Director
ProBank Austin

James Phillips

Regulatory Reporting Strategy Advisor
VERMEG


Brian Shaw

Director
Mirato


Brent Smith

Strategic Account Manager
Compliance.ai


Jeffrey Smith

Founder
LawVisory


Christian Thaure

Customer Success & Support Manager
Compliance.ai


David Van Bruwaene

CEO and Co-Founder
Fairly.ai

Florian Wimber

Director, Advocacy, Communications and Public Affairs
Insurance Ireland

Karol Wojtczak

Tribe Lead
ING Hubs Poland

Gene Yoshida

Global Head of Risk and Compliance
Ponto

Agenda

 7:30 AM
PST

Welcome & Opening Remarks

Kayvan Alikhani
Co-Founder & Chief Product/Strategy Officer
Compliance.ai
Asif Alam
CEO
Compliance.ai
 8:00 AM
PST

Keynote - Compliance Motivation: Who's Driving?

John Caruthers
Business Information Security Officer
EVOTEK

Compliance is no longer in the back seat when organizations discuss standard operating models and information security mapping; it is an equal part of the conversation and an important force behind company actions. John Caruthers, Executive VP, Chief Information Security Officer for Triden Group, and former FBI Special Agent and Cybersecurity expert, will open the 2022 EITL Forum with a keynote on what motivates compliance and the role governance plays for firms in financial services and other industries. Drawing from his 27+ years of experience with the FBI and as a security executive advisor in the private sector, John will highlight the key driving forces behind companies’ impetus for compliance and how it motivates decision making.

 9:00 AM
PST

Managing Regulations: A Global Perspective

Nirvana Farhadi
Compliance Advisor
Marty Mitchell
Managing Director
ProBank Austin
Karol WojtczakTribe Lead
ING Hubs Poland

This session will take a global look at the regulatory landscape and the state of regtech from various regions, including the USA, UK and Europe. Covering topics such as post-pandemic shifts and Russian sanctions to how regulators are solving for challenges in today’s world, this panel will discuss the current environment and the burden of regulations in each global region.

Future Directions for Compliance.ai (Compliance.ai Customers Only)

Ruth McKenzie
Head of Product Management
Compliance.ai
Ravin Galgotia
Head of Content
Compliance.ai
Want to see where we are going? In this session, we’ll share a sneak peek into web, API, and content-related updates coming soon and also provide insights into our longer-term plans. This session is for current Compliance.ai Customers only.
 10:00 AM
PST

Break

 10:30 AM
PST

Privacy within FinTech: Building Compliance Programs and Operations

Ileana Falticeni
Chief Legal Officer
Quantcast
Doreen Ghusar
Head of Compliance
Onbo by Stilt

Solving Real-World Challenges by Using Compliance.ai Workflow

Ruth McKenzie
Head of Product Management
Compliance.ai
Christian Thaure
Customer Success & Support Manager
Compliance.ai

Having the right workflow can simplify your work life. Come see how the Compliance.ai product and client services teams have helped clients implement their own workflows and have taken them to the next level within the Compliance.ai platform.
11:30 AM
PST

Operationalizing ESG Core Issues

Dr. Marsha Ershaghi Hames
Partner
Tapestry Networks
Dr. Iris Liliana Bleck
Chief Executive Officer
FintechX
Brian Shaw
Director
Mirato

During this panel discussion, our expert speakers will take a multi-industry view at what is driving ESG and why this topic is of central importance now. The panelists will take a deep dive into key ESG considerations, organizational impact and challenges from a US, European and board room perspective, and cover how firms and boards are addressing these challenges and shifting their focus on social responsibility, human capital and sustainability.

Solving Real-World Challenges Using Compliance.ai Integrations

Kayvan Alikhani
Co-Founder & Chief Product/Strategy Officer
Compliance.ai
Peter Mancuso
Head of Customer Success
Compliance.ai
Christian Thaure
Customer Success & Support Manager
Compliance.ai

Learn how the Compliance.ai client services and products teams have helped customers configure a complete End-to-End Regulatory Change Management Solution. In this session, see how customers add on to their Compliance.ai platform implementation using our pre-built APIs and Service Connectors, as well as integrations with GRCs to streamline activities.
12:30 PM
PST

Break

1:00 PM
PST

Compliance.ai Product Features You May Not Know About

Ruth McKenzie
Head of Product Management
Compliance.ai
Christian Thaure
Customer Success & Support Manager
Compliance.ai

Compliance.ai is a comprehensive RegTech platform including web, API and content. Whether you’re a new client or a seasoned user, we’re here to introduce you to features you may not yet be familiar with and help you leverage all of our product functionality to its full potential.
2:00 PM
PST

Managing AI and the Associated Risks in a Regulatory Environment

Richard Dupree
Chief Risk Officer
Donna Bales
Regtech and Innovation Leader
Info-Tech Research Group
David Van Bruwaene
CEO and Co-Founder
Fairly.ai

Artificial Intelligence (AI) is a tool that can be used both to manage risks in financial services as well as poses some risks by itself. This expert panel will discuss AI yesterday versus AI today, focusing on how AI has evolved and developed from simple automation to complex decisioning. Our experts will cover AI regulatory trends globally and in the US, best practices in risk and compliance management, and complementing technologies that can be utilized to counter new and emerging AI risks.

The Compliance.ai Contributor Network Program. Experts, Sign Up Here!

Sebastian Bravo Söhrens
Senior Content Consultant
Compliance.ai
Ravin Galgotia
Head of Content
Compliance.ai
 
3:00 PM
PST 

Advisor-on-Advisor Roundtables

4:00 PM
PST

Day 1 Concludes

08:00 AM
PST

Keynote - How Technology is Transforming Banking: An Interview with Jo Ann Barefoot

Jo Ann Barefoot
CEO & Founder
Alliance for Innovative Regulation
Kayvan Alikhani
Co-Founder & Chief Product/Strategy Officer
Compliance.ai
09:00 AM
PST

Compliance.ai Customer Advisory Council: What's New (Compliance.ai Customers Only)

Peter Mancuso
Head of Customer Success
Compliance.ai
Peter Matushin
Senior Account Manager
Compliance.ai
Brent Smith
Strategic Account Manager
Compliance.ai

At Compliance.ai, we love client feedback. We’re introducing the Customer Advisory Council to give you a forum to share insights with Compliance.ai and help shape our future direction. In this session, we’ll discuss expectations for the council, provide information on how you can participate, and review exciting updates for the Training Center and Customer Portal. This session is for current Compliance.ai Customers only.

Navigating the Regulatory Landscape in an Age of Growth, Change and Scrutiny

Carliss Chatman
Associate Professor
Washington and Lee University School of Law
Michael Delune
General Counsel
Manufacturers Bank
10:00 AM
PST

Break

10:30 AM
PST

Innovation in Regulatory Change: Bringing Compliance.ai Together with Policy Change Management

Ruth McKenzie
Head of Product Management
Compliance.ai

Regulatory intelligence doesn’t live in a vacuum. To bridge the gap between regulatory change and policies, Compliance.ai is introducing Bring Your Own Content, a new product that allows you to see and understand your own content, including policies, legal guidance, remediation plans and audit findings in context with the regulatory changes you already access within Compliance.ai. Learn how you can start using Compliance.ai’s Bring Your Own Content to round out your regulatory change workflow.

Cryptocurrency Regulations, Views, and Trends

Carla Carriveau
Chief Legal Officer & General Counsel
CoinList
Jeffrey Smith
Founder
LawVisory
Gene Yoshida
Global Head of Risk and Compliance
Ponto
11:30 AM
PST

Policy Change Management: Partner Discussion

Maria Devassy
Head of Partnerships
Compliance.ai

Cyber Resiliency and Insurance: Immutability, Requirements, and What You Need to Know

Nirvana Farhadi
Compliance Advisor
Florian Wimber
Director, Advocacy, Communications and Public Affairs
Insurance Ireland
12:30 PM
PST

Break

01:00 PM
PST

Benchmarking: How Does Your RCM Program Stack Up Against Organizations Similar to You?

Dr. Brent Crider
Banking
MoonPay
Kayvan Alikhani
Co-Founder & Chief Product/Strategy Officer
Compliance.ai
02:00 PM
PST

Regulatory Change Management Best Practices; EITL Forum Closing Remarks

Peter Mancuso
Head of Customer Success
Compliance.ai
Donna Bales
Regtech and Innovation Leader
Info-Tech Research Group
Richard Dupree
Chief Risk Officer
RISKliance
James Phillips
Regulatory Reporting Strategy Advisor
VERMEG

Our panel of expert advisors will cover the topic of Regulatory Change Management and how this differs by jurisdiction. Our experts will review this topic across several geographic regions, including Europe, Canada and the USA, and cover reporting requirements to both internal constituents (management, committees and audit) and external regulators.

03:00 PM
PST

Best Practices Breakout Discussion Groups

04:00 PM
PST

EITL Forum Concludes

Sponsors

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Frequently Asked Questions

Yes, you will need to register here with your name and email address to participate in the EITL Virtual Forum on September 7-8.
No. You do not need to download or install any software to participate. You only need to have access to the internet.
Your login details will be emailed to you ahead of the event. You can use these details to access the online event.
We understand your schedule may not allow you to attend all of the live sessions of the event. The event will remain open 24/7 for 30 days. Therefore, you can attend whenever it’s convenient for you during this period of time.
This is an online event. You do not have to travel to any specific location. You can participate anywhere that you have Internet access. The event is accessible from desktop, mobile and tablet devices and the event times are in Pacific Time Zone.
Dring this two-day event, watch online presentations and interactive panels with risk and compliance management executives and leaders who focus on regulatory concerns of Banking, Insurance, FinTechs, Asset Managers, and other Financial Services firms.
Make new connections, share best practices and chat live with industry experts, BFSI leaders and the Compliance.ai team.
Yes. All documents available during the event, such as session downloads or sponsor materials, can be added to the online swag bag in your account and then email them to yourself.
Yes! Please invite your colleagues and industry connections to join the event with you.